Bharathi Share Broking

Scores

FILING COMPLAINTS ON SCORES - EASY & QUICK

a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, E-mail ID

c. Benefits:
i. Effective communication
ii. Speedy redressal of the grievances

SEBI : https://www.scores.gov.in/scores/complaintRegister.html

Attention Investors :

"Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors"

Attention Investors :

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. | 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from the depository on your email id and/or mobile number to create a pledge. | 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors"

Advisory – KYC Compliance :

1	All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details.
2	The last date to update KYC is on or before March 31, 2022.
3	Thereafter non-compliant trading accounts will be blocked for trading by the Exchange.
4	The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository.
5	On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day.
6	The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system.
7	To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement.
8	The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.


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REGISTRATION NOS: NSE SEBI REGISTRATION NUMBER: INZ000282730, NSE TM Code: 13220 and AMFI Registration No. 89485
Commodity Broking is done through Bharathi Commodity Broking; MCX SEBI Registration No.INZ000082812; MCX Membership No 55440
CDSL : SEBI Registration No: IN-DP-735-2022 | DP ID: 12097300 |DP Name: Bharathi Share Broking Private Limited


Name of Compliance officer – D. Bangaru Babu	Copyrights @ 2013 © Bharathi Share Broking Private Limited. All Right Reserved
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