Bharathi Share Broking

"Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors"

Attention Investors :

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. | 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from the depository on your email id and/or mobile number to create a pledge. | 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors"

Attention Investors :

a) KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc), you need not undergo the same process again when you approach another intermediary. | b) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | c) Clients / Investors are advised to: (i) remain cautious on the unsolicited e-mails and SMS advising them to buy, sell or hold securities; (ii) to trade only on the basis of informed decision; (iii) share their knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on NSE website: http://www.nseindia.com/int_invest dynacontent/any_portal.html

Mutual Fund investments are subject to market risk, read all scheme related documents carefully.

Advisory – KYC Compliance :

1	All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details.
2	The last date to update KYC is on or before March 31, 2022.
3	Thereafter non-compliant trading accounts will be blocked for trading by the Exchange.
4	The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository.
5	On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day.
6	The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system.
7	To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement.
8	The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

Disclaimer: Investments in securities market are subject to market risk, read all the related documents carefully before investing.

Details of Authorized Person

A. List Of Authorized Persons (AP)
Sr.N	Authorized Person's Name	Authorized Person Code (Exchange wise)	Constitution	Status	Registered Address				Terminal Details (Exchange Wise)
				(Approved / Cancelled)	Add	City	State	Pin code	Terminal Allotted (Y/N)	No. of Terminals
NIL

B. List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. No.	Authorised Person's Name	Status	Authorised Person Cancellation Details
			Date	Reason
NIL


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Name of Compliance officer Name: D. Bangaru Babu \|\| Phone No: 044-24332492 \|\| bharathibroking@gmail.com

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